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Text of SEC Proposed Rule: Investment Company Reporting Modernization
U.S. Securities and Exchange Commission [SEC]Link to more items from this source
[Official Guidance]
May 21, 2015

506 pages. "The [SEC] is proposing new rules and forms as well as amendments to its rules and forms to modernize the reporting and disclosure of information by registered investment companies.... We have historically acted to modernize our forms and the manner in which information is filed with the Commission and disclosed to the public in order to keep up with changes in the industry and technology.... Our proposed reforms seek to [1] increase the transparency of fund portfolios and investment practices both to the Commission and to investors, [2] take advantage of technological advances both in terms of the manner in which information is reported to the Commission and how it is provided to investors and other potential users, and [3] where appropriate, reduce duplicative or otherwise unnecessary reporting burdens on the industry."

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