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Eliminating the Company Stock Fund from Your Public Company's 401(k) Plan: Navigating the Securities and ERISA Fiduciary Issues (PDF)
Jenner and Block LLP, for American Benefits Council May 21, 2015 33 presentation slides. Topics include: [1] Types of sunsetting; [2] Why it can be problematic; [3] Process; [4] SOX Blackout? [5] Company stock via brokerage window? [6] Impact of Dudenhoeffer and Tatum; [7] Fiduciary override; [8] Settlor action by the company; [9] Securities disclosure -- materiality; [10] Potential dangers of non-disclosure; [11] Best Practices. |
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