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Eliminating the Company Stock Fund from Your Public Company's 401(k) Plan: Navigating the Securities and ERISA Fiduciary Issues (PDF)
Jenner and Block LLP, for American Benefits Council Link to more items from this source
May 21, 2015

33 presentation slides. Topics include: [1] Types of sunsetting; [2] Why it can be problematic; [3] Process; [4] SOX Blackout? [5] Company stock via brokerage window? [6] Impact of Dudenhoeffer and Tatum; [7] Fiduciary override; [8] Settlor action by the company; [9] Securities disclosure -- materiality; [10] Potential dangers of non-disclosure; [11] Best Practices.

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