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Hearing Reveals Room for DOL Compromise on Fiduciary Rule
Bloomberg BNALink to more items from this source
Aug. 19, 2015
"The DOL is least likely to give ground on its proposal by deferring to the [SEC] and [FINRA] on a 'harmonized' best-interest standard, as many witnesses and commenters have demanded.... Where the DOL did indicate willingness to bend was on issues such as clarifying the line between education and advice, and lengthening the eight-month implementation period."

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