Loren D. Stark Company
Retirement Plan Consultants
EPIC Retirement Plan Services
Nicholas Pension Consultants
Plumbers Local Union No. 1 Benefit Funds
Pension Rights Center
Farmer & Betts, Inc.
Hochheiser Deutsch & Co, Inc.
Kentucky Trust Company
Retirement Industry Trust Association (RITA)
RTD Financial Advisors
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|Highlights of the SEC's Proposed Clawback Rule|
Sept. 15, 2015
"Which companies are affected? ... Who is an executive officer? ... What triggers a clawback? ... What time period of compensation is subject to recovery? ... How much incentive-based compensation is subject to recovery? ... Which types of compensation are not subject to recovery? ... What is the consequence of non-compliance? ... When would companies have to comply? ... What is the practical impact at this stage?"
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