Regional Vice President of Sales The Retirement Plan Company
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Compass
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AimPoint Pension
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Loan & Distribution Specialist AimPoint Pension
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Bates & Company, Inc.
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ERISA Industry Committee Comment Letter to DOL on Fiduciary Hearing (PDF)
The ERISA Industry Committee [ERIC] [Opinion] Sept. 24, 2015
"The investment education carve-out should not prohibit references to specific plan investment options.... The regulation should make clear that discussions among co-workers should not constitute fiduciary investment advice.... The regulation should narrow the definition of the term 'recommendation'.... Employers with limited involvement in a Health Savings Account (HSA) (as under current guidance) should not be deemed fiduciaries under the rule."
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