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SEC Chairman to House Committee: Fiduciary Initiatives That Could Reshape Advisor Industry Are 'Actively in Process'
FinancialPlanning; free registration requiredLink to more items from this source
Nov. 20, 2015

"Lawmakers are expressing deep concern about fiduciary issues that could reshape the advisor industry even as the head of the SEC took to Capitol Hill to defend the proposals.... Several lawmakers registered their opposition to a separate fiduciary proposal under way at the Department of Labor ... The most impassioned critique came from David Scott (D-Ga.), who charged the Labor Department with veering into an area under the SEC's jurisdiction."

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