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DOL's Audit Quality Outreach Continues
Morgan LewisLink to more items from this source
Nov. 24, 2015

"[T]he DOL's recent outreach letter highlights that substandard audit work jeopardizes plan assets and can result in significant civil penalties. It also explains that a quality audit can help to protect plan assets and make sure that the plan is compliant with applicable law.... While it does not appear that the recent letters from the DOL are targeting specific plans for investigation or enforcement, the letters serve as an important reminder to plan fiduciaries to exercise appropriate care in the selection and retention of a plan's auditors."

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