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1940 Act Funds: Commercial and Operational Issues for Non-U.S. and U.S. Alternative Investment Managers (PDF)
Allen & Overy, via Lexology Jan. 15, 2016 8 pages. "A 1940 Act Fund is the only securities fund permitted to raise capital from U.S. retail investors, particularly defined contribution retirement plans ... Any investment manager seeking to launch a 1940 Act Fund must appreciate the particular 1940 Act restrictions and prohibitions that apply to launching and operating such a product, but perhaps more importantly must appreciate the broader effect that the 1940 Act will have on its business and operations. This briefing discusses, through a commercial and operational lens, the material issues managers likely will face when organizing and managing a 1940 Act Fund." |
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