Bates & Company, Inc.
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Regional Vice President of Sales The Retirement Plan Company
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Compass
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AimPoint Pension
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Loan & Distribution Specialist AimPoint Pension
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Senate Committee Report: DOL, SEC Clashed Over Retirement Advice Rule
Reuters; free registration may be required Feb. 25, 2016 "Evidence of the discord between the two agencies is likely to be seized on by critics of the [DOL] proposal.... [The DOL] rejected numerous recommendations from the SEC and other agencies, wrote Republican Senator Ron Johnson, chairman of the Senate Homeland Security and Governmental Affairs Committee, in a 39-page report ... The Labor Department 'coordinated closely' with SEC staff, said Department spokesman Michael Trupo. The panel's report mischaracterizes documents, which show that Labor's 'engagement with the SEC was comprehensive, and that the SEC's input was incorporated into the plan,' Trupo said. An SEC spokeswoman declined to comment." |
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