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DOL Issues 'Conflict of Interest' Rule on Investment Advice: Fiduciary Net Will Widen on April 10, 2017
Ropes & Gray LLP Link to more items from this source
[Guidance Overview]
Apr. 13, 2016

8 pages. "Together, the new rule and the BIC Exemption, along with several other new and amended prohibited transaction exemptions, aim to reshape the marketplace for retirement investment advice. This [article summarizes] the final rule and the BIC Exemption and highlight key substantive changes between the proposed and final packages." [Editor's note: Article includes a flow chart and checklists for identifying fiduciaries and the applicability of various provisions, and a 9-page chart comparing the 2015 DOL proposal to the final package.]

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