Regional Vice President of Sales The Retirement Plan Company
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Loan & Distribution Specialist AimPoint Pension
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Compass
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Bates & Company, Inc.
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AimPoint Pension
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The Cold Comfort of the Best Interest Contract Exemption
Latham & Watkins [Guidance Overview] June 23, 2016 10 pages. "[T]he BIC Exemption comes at a steep price, imposing extensive compliance costs in the form of new disclosure requirements, as well as new policies and procedures requirements ... The exemption also substantially increases litigation risk by providing IRA and other retirement plan investors ... a new private enforcement right against financial advisers." |
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