Bates & Company, Inc.
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Loan & Distribution Specialist AimPoint Pension
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Regional Vice President of Sales The Retirement Plan Company
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AimPoint Pension
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Compass
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Filing an S-8 Might Be Required Even If Your Plan Does Not Offer a Company Stock Fund
Winston & Strawn LLP [Guidance Overview] Sept. 27, 2016 "Companies that offer a company stock fund know that they need to register shares on a Form S-8 filed with the SEC. But what about companies that do not offer a company stock fund investment option under their 401(k) Plan? ... [T]he SEC published a new C&DI, Question 139.33, confirming its position ... that a company that does not offer a company stock fund investment option under its 401(k) Plan still may be required to file a Form S-8 if it makes available a brokerage window feature through which participants could invest their own contributions in company stock." |
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