Regional Vice President of Sales The Retirement Plan Company
|
AimPoint Pension
|
Loan & Distribution Specialist AimPoint Pension
|
Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
|
Compass
|
Bates & Company, Inc.
|
“BenefitsLink continues to be the most valuable resource we have at the firm.”
-- An attorney subscriber
Interesting Angles on the DOL's Fiduciary Rule, Part 37
FredReish.com Feb. 24, 2017 "In 2015, the Office of Compliance Inspections and Examinations (OCIE) of the SEC issued a National Exam Program Risk Alert describing its 'Retirement-Targeted Industry Reviews and Examinations Initiative' (ReTIRE).... [T]here are agencies, in addition to the [DOL], that are focused on advisers' practices for retirement investing and related activities (for example, the recommendation of rollovers)." |
Please click here to report this link if it is broken (for example, if you see a "404 File Not Found" error message after you click on the linked news item's title). |
An important word about authorship: BenefitsLink® created this link to the news item, but we are not the news item's author (unless expressly shown above). |