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DOL Edges Toward Delay on Expanded Fiduciary/Conflict of Interest Rules
Frost Brown Todd LLC Link to more items from this source
[Guidance Overview]
Mar. 22, 2017

"[W]hile [FAB 2017-01] signals the DOL's enforcement intentions, it does not give financial institutions much additional time to comply, and compliance often requires material changes in business practices. The enforcement reprieve is the statement of only one stakeholder in these changes, so does not provide absolute protection to financial institutions from failure to comply with the Fiduciary Rule beginning on April 10, 2017, absent an official delay being issued before that date."

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