Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Bates & Company, Inc.
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Loan & Distribution Specialist AimPoint Pension
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Regional Vice President of Sales The Retirement Plan Company
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AimPoint Pension
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Compass
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The 'Final' Countdown: DOL Fiduciary Rule Still Applies June 9, 2017
Porter Wright Morris & Arthur LLP [Guidance Overview] June 2, 2017 "[P]lan sponsors [should] take the following steps sooner rather than later. [1] Review all existing advisory relationships ... [2] Review existing educational materials ... [3] Review practices related to rollovers into and out of the plan ... [4] Confirm that in-house employees who provide advice to participants are not being separately compensated for such advice ... [5] Confirm that existing plan investment managers can continue to rely on any needed prohibited transaction exemptions. [6] Analyze contractual arrangements with advisers to confirm fiduciary status and compliance with rules and related exemptions.... [7] Confirm that the fee structure and amounts of compensation received by advisers are not prohibited transactions." |
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