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DOL Issues Additional Fiduciary Rule Transition FAQs
Morgan Lewis Link to more items from this source
[Guidance Overview]
Aug. 14, 2017
"[The FAQs] address: whether updates to service provider fee disclosures are required during the transition period in light of the new definition of an investment advice fiduciary; whether a recommendation to a plan participant or an IRA owner to increase his or her contributions constitutes fiduciary investment advice; and whether a recommendation to an employer or plan fiduciary regarding plan design changes that are intended to increase participation and contributions constitutes fiduciary investment advice."

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