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GAO Legal Decision on DOL Fiduciary Rule and Accompanying Prohibited Transaction Exemptions
U.S. Government Accountability Office [GAO] Link to more items from this source
Feb. 14, 2018
"GAO found that [1] the final rule (a) extends the transition period under sections II and IX of the Best Interest Contract Exemption and section VII of the Class Exemption for Principal Transactions in Certain Assets between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs for 18 months; and (b) delays the applicability of certain amendments to Prohibited Transaction Exemption 84-24 for the same period; and [2] Labor complied with applicable requirements in promulgating the rule." [B-329764, Feb. 9, 2018]

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