Compass
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AimPoint Pension
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Loan & Distribution Specialist AimPoint Pension
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Regional Vice President of Sales The Retirement Plan Company
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Bates & Company, Inc.
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Interesting Angles on the DOL's Fiduciary Rule, Part 90
FredReish.com [Guidance Overview] May 15, 2018 "The SEC's proposed Regulation Best Interest (Reg BI) is remarkable in its similarities to the DOL's vacated Best Interest Contract Exemption (BICE). This article describes some of those similarities. Keep in mind as you read this that Reg BI applies to securities recommendations, while BICE would have covered any investment or insurance recommendation by a fiduciary advisor." |
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