Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Loan & Distribution Specialist AimPoint Pension
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Compass
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Regional Vice President of Sales The Retirement Plan Company
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Bates & Company, Inc.
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AimPoint Pension
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Examples of Self-Dealing Transactions that are Prohibited as a Result of Fiduciary Duty
Fiduciary News; free registration required July 31, 2018
"The nature of compensation alone does not determine whether a conflict-of-interest exists. This determination must be made within the context of the association between the two parties. Once that association transforms into one of advice, a fiduciary relationship exists. When a fiduciary relationship exists, the rules of engagement change, and self-dealing, even it allowed in certain regulatory environments, can create liabilities that fiduciaries might be wise to avoid."
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