Regional Vice President of Sales The Retirement Plan Company
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Bates & Company, Inc.
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AimPoint Pension
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Loan & Distribution Specialist AimPoint Pension
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Compass
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Interesting Angles on the DOL's Fiduciary Rule, Part 99
FredReish.com [Guidance Overview] Aug. 2, 2018
"The SEC labeled its interpretation of the standard of care for RIAs (the 'RIA Interpretation') as a proposal. However, in that proposal, the SEC explained that the RIA Interpretation was based on the SEC's current understanding of the duties of investment advisers.... This article discusses some of those duties and compares them to the DOL's vacated fiduciary rule and the SEC's proposed Regulation Best Interest ('Reg BI') for broker-dealers."
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