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Conducting an Operational Compliance Review of Your Retirement Plan
Findley Link to more items from this source
Mar. 7, 2019

"No one likes finding out that they are being audited by the [IRS] or [DOL].... Prudent plan sponsors are proactive, have up-to-date procedures and guidelines, and periodically conduct an operational compliance review, or self-audit. Taking the initiative to do a self-review can help you avoid added costs and liabilities down the road."

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