Loan & Distribution Specialist AimPoint Pension
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AimPoint Pension
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Bates & Company, Inc.
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Regional Vice President of Sales The Retirement Plan Company
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Compass
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State Fiduciary and Best Interest Developments
Drinker Biddle Mar. 7, 2019 "A number of states are seeking to impose fiduciary or best interest requirements on broker-dealers, investment advisers, financial planners and/or insurance brokers and producers in their dealings with customers.... [These rules] are in addition to -- and sometimes inconsistent with -- federal requirements being considered by the SEC or by the [DOL] for retirement investment advice.... [A chart summarizes] the activities in each state along with proposals of the National Association of Insurance Commissioners (NAIC)[.]" |
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