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Updated Chart: State Fiduciary and Best Interest Developments
Drinker Biddle Link to more items from this source
[Guidance Overview]
Apr. 15, 2019

"[The authors] are still waiting for finalization of the Nevada rules on the fiduciary duty for broker-dealers and investment advisors and the effective date of the New York rules on the sale of annuities and life insurance. In the meantime, though, Maryland and Massachusetts have stepped in with new developments. The Maryland action is an about-face."

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