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New Jersey Releases Proposed Fiduciary Rule for Broker-Dealers and Investment Advisers
Kilpatrick Townsend Link to more items from this source
Apr. 22, 2019

"[T]he Proposed Rule would establish a uniform fiduciary standard for IAs, investment adviser representatives, and most BDs and BD agents doing business (i.e., providing investment advice or soliciting trades) in New Jersey with clients that have less than $50 million in assets."

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