Regional Vice President of Sales The Retirement Plan Company
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Bates & Company, Inc.
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AimPoint Pension
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Loan & Distribution Specialist AimPoint Pension
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Compass
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SEC Takes the Reins in Debate over Retail Advice Standards
Morgan Lewis [Guidance Overview] June 14, 2019 "The SEC views Form CRS as the first layer in a 'layered disclosure' regime that should cross-reference additional disclosures for more detailed information.... In developing a layered disclosure approach, firms might consider leveraging existing customer disclosures ... and disclosures developed for other purposes ... Firms might also keep in mind the challenges in mapping and maintaining consistency among disclosures where changes and updates are made." |
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