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Update on State Fiduciary Duty Regulations
Morgan Lewis Link to more items from this source
[Guidance Overview]
June 20, 2019

"Massachusetts Secretary of State William Galvin announced on June 14, 2019 a preliminary solicitation of public comments on a regulation that would apply a 'fiduciary' duty to broker-dealers and advisers in Massachusetts ... The Regulation is substantially similar to New Jersey's, but includes some important differences[.]"

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