Bates & Company, Inc.
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Regional Vice President of Sales The Retirement Plan Company
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Loan & Distribution Specialist AimPoint Pension
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AimPoint Pension
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Compass
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Reg BI: How Rollovers Are Changing Under the New SEC Rules
InvestmentNews; subscription may be required June 21, 2019 "The new rules encompass three elements of a rollover recommendation... [1] take money out of a 401(k) plan (i.e., it's not in an investor's best interest to be in the plan); [2] put that money in an IRA (i.e., the IRA is the best place to put the money); [3] invest the money (i.e., investment choice).... [A] broker must do a comparative analysis between a client's 401(k) and an IRA based on several factors." |
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