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Compass
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Regional Vice President of Sales The Retirement Plan Company
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GAO Report: Individual Retirement Accounts -- Formalizing Labor's and IRS's Collaborative Efforts Could Strengthen Oversight of Prohibited Transactions
U.S. Government Accountability Office [GAO] July 9, 2019 "GAO was asked to examine [1] DOL's process for granting exemptions for prohibited IRA transactions and outcomes of that process, and [2] the extent to which DOL and IRS collaborate on oversight of prohibited transaction rules for IRAs.... GAO is recommending that DOL and IRS establish a formal means ... to collaborate on oversight of prohibited IRA transaction exemptions. GAO is also recommending that DOL document policies and procedures for managing the exemptions process." [GAO-19-495, pub. Jun. 7, 2019, released Jul. 8, 2019] |
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