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Best Interest Standard of Care for Advisors, Part 25
FredReish.com Link to more items from this source
[Guidance Overview]
Feb. 18, 2020

"Regulation Best Interest (Reg BI) and the Interpretation Regarding Standard of Conduct for Investment Advisers (RIA Interpretation) require that broker-dealers and investment advisers evaluate the account types their firms offer -- in light of the investor's investment profile -- to make a best interest recommendation. In other words, both types of firms, and their advisors, must first consider the account type that is appropriate for the investor. That raises the obvious question of 'What is an account type?' "

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