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Second Circuit Backs SEC in Reg BI Challenge
American Retirement Association [ARA] Link to more items from this source
June 29, 2020

"Just hours ahead of its scheduled implementation, a federal court has sanctioned the legitimacy of Reg BI. More specifically, the three-judge panel of the 2nd U.S. Circuit Court of Appeals (with one judge concurring in part and dissenting in part) ruled that Section 913(f) of the Dodd-Frank Act authorizes Regulation Best Interest, and Regulation Best Interest is not arbitrary and capricious." [XY Planning Network, LLC v. SEC, No. 19-2886 (2d Cir. Jun. 26, 2020)]

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