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Best Interest Standard of Care for Advisors, Part 40
FredReish.comLink to more items from this source
[Guidance Overview]
Mar. 9, 2021

"It will be more difficult than folks think to avoid fiduciary status for rollover recommendations.... While the DOL/ERISA fiduciary rule will apply to recommendations to plans and participants, only the SEC rules will apply to recommendations to IRA owners."

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