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Best Interest Standard of Care for Advisors, Part 44
FredReish.comLink to more items from this source
[Guidance Overview]
Apr. 6, 2021

"This article is about the fiduciary duty to prudently recommend investments to plans, participants and IRA owners.... [In] the preamble to the PTE the DOL significantly expanded the definition of some prongs of the 5-part test, meaning that investment professionals and financial institutions will be more likely to be fiduciaries for the advice they give to 'retirement investors'."

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