EPIC Retirement Plan Services
RTD Financial Advisors
Retirement Plan Consultants
Pension Rights Center
Loren D. Stark Company
Retirement Industry Trust Association (RITA)
Plumbers Local Union No. 1 Benefit Funds
Kentucky Trust Company
Hochheiser Deutsch & Co, Inc.
Nicholas Pension Consultants
Farmer & Betts, Inc.
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|DOL Issues Interpretative Guidance on Investment Advice Prohibited Transaction Exemption|
Ropes & Gray LLP
Apr. 22, 2021
"The FAQs state that the DOL is reviewing issues of fact, law, and policy related to PTE 2020-02 ... [and] anticipates taking further regulatory and sub-regulatory actions ... including amending the investment advice fiduciary regulation to broaden the range of people who are fiduciaries under ERISA ... and amending or revoking some of the other existing class exemptions available to investment advice fiduciaries."
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