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DOL Releases Additional Investment Advice Guidance
AscensusLink to more items from this source
[Guidance Overview]
Apr. 30, 2021

"The DOL mentions ... that it anticipates issuing additional investment advice guidance, possibly by amending or revoking other class exemptions and by amending PTE 2020-02 and the investment advice regulation. This approach will allow the DOL to update current guidance without delaying enforcement of the PTE’s core components, such as the policy and procedure requirements."

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