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| DOL Releases Additional Investment Advice Guidance Ascensus  [Guidance Overview] Apr. 30, 2021 "The DOL mentions ... that it anticipates issuing additional investment advice guidance, possibly by amending or revoking other class exemptions and by amending PTE 2020-02 and the investment advice regulation. This approach will allow the DOL to update current guidance without delaying enforcement of the PTE’s core components, such as the policy and procedure requirements." |
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