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Missing Participants: What Comes Next?
American Retirement Association [ARA]Link to more items from this source
June 3, 2021

"While the compliance release provides a framework for the potentially efficient completion of a [DOL] missing participant investigation, time will tell whether the language in the compliance release allowing for 'additional information requests' beyond the basic framework will become an exception or the norm.... [W]hile the DOL 'best practices' are not binding authority, they suggest a number of steps to be taken -- including posting lists of missing participants."

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