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Another Fight Brewing If DOL Revives Fiduciary Rule
InsuranceNewsNet.comLink to more items from this source
June 17, 2021

"Broker-dealers and investment advisors would usually fall under PTE 2020-02. For insurance agents, the much-older PTE 84-24 would be the likely choice. But the DOL has said it will revisit the exemptions with an eye toward amending or eliminating them. And therein could lie the problem, especially when it comes to how compensation is defined and what compensation is covered under the exemptions."

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