Loren D. Stark Company
Carpenter Morse Group
Bates & Company
Farmer & Betts, Inc.
RTD Financial Advisors
Plumbers Local Union No. 1 Benefit Funds
Hochheiser Deutsch & Co, Inc.
Trucker Huss, A Professional Corporation
Retirement Plan Consultants
Nicholas Pension Consultants
EPIC Retirement Plan Services
ERISA Services, Inc.
Kentucky Trust Company
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|Another Fight Brewing If DOL Revives Fiduciary Rule|
June 17, 2021
"Broker-dealers and investment advisors would usually fall under PTE 2020-02. For insurance agents, the much-older PTE 84-24 would be the likely choice. But the DOL has said it will revisit the exemptions with an eye toward amending or eliminating them. And therein could lie the problem, especially when it comes to how compensation is defined and what compensation is covered under the exemptions."
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