Randall & Hurley, Inc.
Loren D. Stark Company
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|Spring 2021 DOL Regulatory Agenda Includes Retirement Plan Projects|
October Three Consulting
June 22, 2021
"The Agenda includes four significant [DOL] regulatory initiatives ...  mandatory annual DC plan lifetime income illustrations, required by the [SECURE Act] of 2019;  fiduciary duties with respect to retirement plan investments based on environmental, social, and corporate governance (ESG) factors and with respect to proxy voting;  a revision of the DOL advice fiduciary rule; and  implementation of the SECURE Act's DC 'group of plans' combined 5500 provision. In this article [the authors] briefly review, and provide some background on, these projects."
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