Nova 401(k) Associates
Compensation Strategies Group, Ltd.
The Retirement Plan Company (TRPC)/an ABG firm
Atlantic Pension Services Inc
Nicholas Pension Consultants
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|Testimony to the ERISA Advisory Council: Understanding Brokerage Windows in Self-Directed Retirement Plans (PDF)|
Alison Borland, Alight
July 8, 2021
13 pages. "[B]rokerage windows, while not appropriate for all investors, do provide a beneficial investment option for certain plan participants who are interested and willing to take a very hands-on approach to managing their investments. It is [Alight's] view that participants with access to brokerage windows are adequately protected under ERISA."
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