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Testimony to the ERISA Advisory Council: Understanding Brokerage Windows in Self-Directed Retirement Plans (PDF)
Chantel Sheaks, U.S. Chamber of CommerceLink to more items from this source
[Opinion]
July 9, 2021

"So that plan sponsors can continue to respond to unique participant needs through brokerage windows, [the Chamber believes] that DOL should make it easier for these to be offered by clarifying the application of ERISA Section 404(c) protection, by issuing tip sheets to help plan sponsors understand what is involved from selecting, to monitoring to terminating a brokerage window option and by providing model language and a checklist of suggested participant disclosures."

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