Compensation Strategies Group, Ltd.
Nova 401(k) Associates
Nicholas Pension Consultants
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|Best Interest Standard of Care for Advisors, Part 64: Compliance with PTE 2020-02 -- Disclosure of Conflicts of Interest|
Sept. 1, 2021
"In some cases, broker-dealers have modified their Reg BI conflicts disclosures for this purpose. Those disclosures can be a good starting point for the 2020-02 disclosures, but more may be required. The same can be said of Form ADV disclosures."
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