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Best Interest Standard of Care for Advisors, Part 64: Compliance with PTE 2020-02 -- Disclosure of Conflicts of Interest
FredReish.comLink to more items from this source
[Guidance Overview]
Sept. 1, 2021

"In some cases, broker-dealers have modified their Reg BI conflicts disclosures for this purpose. Those disclosures can be a good starting point for the 2020-02 disclosures, but more may be required. The same can be said of Form ADV disclosures."

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