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DOL Fiduciary Rule 3.0: The Sprint to December 20
Eversheds SutherlandLink to more items from this source
[Guidance Overview]
Sept. 8, 2021

"In the absence of further direction from DOL, it now has become incumbent on [investment advisers] to accelerate their Rule 3.0 compliance project if the December 20 date is to be met, and in particular to implement PTE 2020-02 or an alternative solution if they are or may be serving as a fiduciary in rollover interactions."

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