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Best Interest Standard of Care for Advisors Part 65: Compliance with PTE 2020-02 -- Factors to Evaluate for a Rollover Recommendation (Part 1)
FredReish.comLink to more items from this source
[Guidance Overview]
Sept. 8, 2021

"This article discusses ... the factors that must be considered to satisfy the best interest standard of care for rollover recommendations:... [T]hought should be given to what information should be collected about retirement investors so that the profiles are better able to be coordinated with the recommendations made to those retirement investors -- and particularly to those who are retiring."

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