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Best Interest Standard of Care for Advisors, Part 66: Compliance with PTE 2020-02 -- Factors to Evaluate for a Rollover Recommendation (Part 2)
FredReish.comLink to more items from this source
[Guidance Overview]
Sept. 15, 2021

"[T]he requirement that a rollover recommendation satisfy the best interest standard of care is not delayed until December 21, since the Impartial Conduct Standards require that a financial institution and an investment professional satisfy the best interest standard of care. FAQ 15 explains the DOL's view on what is required to do that."

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