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Best Interest Standard of Care for Advisors, Part 68: Compliance with PTE 2020-02 -- Factors to Evaluate for a Rollover Recommendation (Part 4)
FredReish.comLink to more items from this source
[Guidance Overview]
Sept. 30, 2021

"When most people think of the plan data that a fiduciary needs to recommend a rollover, their thoughts automatically go to the 404a-5 disclosure form. However, ... the DOL explains that the required plan information is: the fees and expenses associated with both the plan, whether the employer pays for some or all of the plan's administrative expenses, the different levels of services and investments available under the plan."

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