Retirement Plan Consultants
Hochheiser Deutsch & Co, Inc.
Loren D. Stark Company
Compass Retirement Consulting Group, Inc.
Trucker Huss, A Professional Corporation
Bates & Company
Carpenter Morse Group
ERISA Services, Inc.
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|Text of SEC Reopening of Comment Period for Listing Standards for Recovery of Erroneously Awarded Compensation (PDF)|
U.S. Securities and Exchange Commission [SEC]
Oct. 15, 2021
"The [SEC] is reopening the comment period for its [2015 proposal] to implement the provisions of Section 954 of the [Dodd-Frank Act]. The proposed rule and rule amendments would direct the national securities exchanges and national securities associations to establish listing standards that would require each issuer to develop and implement a policy providing for the recovery, under certain circumstances, of incentive-based compensation based on financial information required to be reported under the securities laws that is received by current or former executive officers, and require disclosure of the policy."
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