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DOL Extends Temporary Enforcement Policy for Conflicted Fiduciaries, Delays Rollover Enforcement
Eversheds Sutherland Link to more items from this source
[Guidance Overview]
Oct. 26, 2021

"This transition relief ... will be helpful to: [1] Permit the conversion in compliance systems from the temporary enforcement policy to PTE 2020-02 on a sensible business date; [2] Reduce the cost of and potential confusion created by the fiduciary acknowledgement and other disclosures required by PTE 2020-02 ... and [3] Provide more time for vendors to perfect and investment advice fiduciaries to install reliable solutions for obtaining and processing the comparative cost information and other documentation ... for rollover advice."

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