Farmer & Betts, Inc. |
Retirement, LLC |
Kentucky Trust Company |
Pension Plan Specialists |
Employee Benefits and Executive Compensation Associate Attorney Verrill |
RTD Financial Advisors |
Membership Director: Independent Contractor Retirement Industry Trust Association (RITA) |
Nicholas Pension Consultants |
Retirement, LLC |
Employee Benefits & Executive Compensation Associate Attorney Polsinelli PC |
Retirement Plan Administrator – Senior Associate PBMares |
Jr Retirement Plan Administrator/ Administrative Assistant Hochheiser Deutsch & Co, Inc. |
Pentegra |
Retirement Plan Administrator (TPA) Retirement Plan Consultants |
Administrator/Consultant (DC and DB) TPA Professionals |
Pension Rights Center |
Plumbers Local Union No. 1 Benefit Funds |
EPIC Retirement Plan Services |
Retirement Plan Documents Specialist Loren D. Stark Company |
EPIC: TPA/DPS |
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Misuse of Participant Confidential Data The Wagner Law Group ![]() Nov. 3, 2021 "There have ... been recent ... actions by the [SEC] against service providers who use confidential participant data to cross-sell their own products in the rollover context.... [T]he DOL has been very concerned with the practice of cross-selling in the rollover context as well, and it seems that the DOL is expressing the same concerns in its plan audits." |
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