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| Misuse of Participant Confidential Data The Wagner Law Group  Nov. 3, 2021 "There have ... been recent ... actions by the [SEC] against service providers who use confidential participant data to cross-sell their own products in the rollover context.... [T]he DOL has been very concerned with the practice of cross-selling in the rollover context as well, and it seems that the DOL is expressing the same concerns in its plan audits." |
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