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Best Interest Standard of Care for Advisors, Part 71: Further Extension of Non-Enforcement Policy Link to more items from this source
[Guidance Overview]
Nov. 3, 2021

"This article discusses the impact of the extension [announced in FAB 2021-02] on [1] the conditions of PTE 2020-02, [2] the application of the expanded definition of fiduciary advice, including rollover recommendations, [3] the application to PTE 84-24 for insurance and annuity sales, and [4] the significance of the Impartial Conduct Standards in this context."

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