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Best Interest Standard of Care for Advisors, Part 83: Enforcement of PTE 2020-02
FredReish.com Link to more items from this source
[Guidance Overview]
Mar. 1, 2022

"By its very nature, regulatory enforcement tends to begin a few years after a rule is effective. While that may seem to be far in the future, firms shouldn't take any comfort in the delay. The consequences of failure could be significant."

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