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Higher Level of Fiduciary Oversight May Be Required for 401(k) Plan Brokerage Windows
Holland & Hart LLP Link to more items from this source
[Guidance Overview]
Apr. 15, 2022

"[P]lan fiduciaries are still bound by ERISA's duty of prudence and should take into account the nature and quality of services that will be provided in connection with the brokerage window, and whether to offer the window at all. The DOL's recent commentary regarding cryptocurrency in the brokerage window may be suggesting that the fiduciaries also have duties regarding the design of the window and imposition of limits on available investments."

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